Automation You Can Defend to an Auditor.
For regulated firms that want the efficiency of automation without losing the audit trail their regulator expects.
Book Your Free Discovery CallWhat's Actually Going Wrong.
Automation Outruns Policy
Tools get adopted faster than anyone updates the internal policy that's supposed to govern them.
No Audit Trail When It Matters
"The system did it" isn't good enough when a client, auditor or regulator asks how.
Nobody's Mapped the Risk
Efficiency comes first, before anyone asks what happens if the automation gets it wrong.
Compliance Finds Out Last
IT and operations build first, and compliance gets looped in once it's already live.
Where Compliance and Automation Experience Meet.
I've spent 19 years inside a major UK bank, most recently in financial crime compliance, and I hold the ICA Level 6 International Diploma in Anti Money Laundering. I build automation the way I'd want it handed to me for review.
What You Get.
Gap Analysis
Your policy and process reviewed against what the automation does, so gaps show early.
Policy Documentation
Internal policy on how the automation is used, monitored and reviewed, with a schedule.
Audit Trail & Risk Log
Built into the automation itself, giving a clear record of what ran, when, and why.
Alignment Check
A check against the standards and regulators you answer to, written up in plain terms.
Building Something That Has to Survive an Audit?
Talk through your situation on a free call.
No obligation.
Frequently asked questions.
Is this a legal service?+
No, this isn't legal advice or a regulatory sign-off. It's practical governance for how your automation is built, documented and monitored, done alongside your existing compliance function.
What industries is this for?+
Any regulated business, and a particularly strong fit for financial services, healthcare and professional services. See the Professional Services and Healthcare pages for more.
Can this run alongside a build?+
Yes, it can be built into a project from the start.
Do you work with our existing compliance team?+
Yes, ideally. The goal is to give them something they can review and sign off.